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Specializing in Mergers & Acquisitions, management reporting and operational improvements for you business.

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Technology Solutions

Richey May Technology Solutions provides the full spectrum of transformative solutions for your business.

Learn More

Business Advisory

Specializing in Mergers & Acquisitions, management reporting and operational improvements for you business.

Learn More

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Richey May Headquarters
9605 S. Kingston Ct. Suite 200
Englewood, CO 80112
Directions
303-721-6232

Question or comments?  Click here to fill out our inquiry form.

Technology Solutions

 

Richey May Technology Solutions provides the full spectrum of transformative solutions for your business.

Learn More

Business Advisory

Specializing in Mergers & Acquisitions, management reporting and operational improvements for you business.

Learn More

Technology Solutions

 

Richey May Technology Solutions provides the full spectrum of transformative solutions for your business.

Learn More

Business Advisory

Specializing in Mergers & Acquisitions, management reporting and operational improvements for you business.

Learn More

Contact Us

Richey May Headquarters
9605 S. Kingston Ct. Suite 200
Englewood, CO 80112
Directions
303-721-6232

Question or comments?  Click here to fill out our inquiry form.

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Richey May Headquarters
9605 S. Kingston Ct. Suite 200
Englewood, CO 80112
Directions
303-721-6232
Alternative Investment

Statement on Potentially Unlawful Online Platforms for Trading Digital Assets

Articles by: Richey May, Mar 15, 2018

March 2018

The SEC recently released a statement on potentially unlawful online platforms for trading digital assets. Hedge fund managers and private equity firms that trade in cryptocurrencies or Initial Coin Offerings (ICOs) should pay attention to this statement when evaluating their trading strategy in the coming year. The experts at Richey May have reviewed the statement and highlighted those considerations of particular importance to Registered Investment Advisors managing pooled investment vehicles and separately managed accounts to prevent against fraudulent and manipulative trading practices. To read Richey May’s summary, download the PDF:

Statement on Potentially Unlawful Online Platforms for Trading Digital Assets

As the published priorities are not exhaustive and may change as the year progresses, our Alternative Investment industry experts at Richey May will continue to monitor the SEC for updates. Should you have any questions, please contact Stephen Vlasak.

To read the SEC’s statement in its entirety, please visit:

https://www.sec.gov/news/public-statement/enforcement-tm-statement-potentially-unlawful-online-platforms-trading