SEC

What the SEC’s New Interpretation of Federal Securities Laws Means for Crypto Assets

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What the SEC’s New Interpretation of Federal Securities Laws Means for Crypto Assets

For years, crypto fund managers have operated without a clear regulatory...

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Extension to the Compliance Date for Form PF Amendments

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Extension to the Compliance Date for Form PF Amendments

On January 29, 2025, the Securities and Exchange Commission (SEC), in...

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SEC Examination Priorities 2026: What Fund Managers Need to Know

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SEC Examination Priorities 2026: What Fund Managers Need to Know

The SEC's Division of Examinations has released its 2026 Examination...

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Regulation S-P Update: Enhancing Data Privacy Rules for Financial Institutions

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Regulation S-P Update: Enhancing Data Privacy Rules for Financial Institutions

The Securities and Exchange Commission announced on May 16, 2024, the...

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Understanding the SEC Amendments: Form PF Reporting Changes

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Understanding the SEC Amendments: Form PF Reporting Changes

The landscape for private fund reporting has taken a significant turn...

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