A Guide to CFTC and NFA Regulation

Oct 16, 2024

In the complex and highly regulated world of derivatives trading, staying informed about the latest regulatory requirements is crucial. Our latest white paper will help guide you by:

  • Offering insights into the roles of the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA)
  • Clarifying complex regulatory requirements
  • Highlighting important exemptions and their qualifications
  • Providing practical guidance on registration and compliance processes

Click below to download this valuable resource!

Explore More Insights

Some of these items predate Richey May’s restructuring to an alternative practice structure. Richey May is no longer a CPA firm. All Attest services are provided by Richey, May & Co., LLP.

Our Latest Insights

Looking for more industry expertise and to stay up to date? Check out more from the experts at Richey May below: