The 2025 tax filing season has come to a close. However, there are some...
Article
In general, The Custody Rule (Rule 206(4)-2) requires that advisers...
We are honored to continue our Capital Raising Education Series,...
The right Business Intelligence (BI) solution can transform a mortgage...
In March 2025, the Office of the Comptroller of the Currency (OCC) issued...
Interim Final Rule Issued March 21st, 2025 The Financial Crimes...
How Did Mortgage Lenders Perform in 2024? In a challenging mortgage...
Navigating the Intricate Maze of Hedge Fund Aggregation In a hedge fund’s...
The Financial Crimes Enforcement Network (FinCEN) has announced that the...
On January 29, 2025, the Securities and Exchange Commission (SEC), in...
Starting in 2025, the state of Pennsylvania has introduced a new annual...
Form ADV, the Uniform Application for Investment Adviser Registration and...
The mortgage industry faces an ever-growing list of compliance...
Every year, the SEC's Division of Examinations examines SEC-registered...
Your Q3 2024 RM Select Snapshot is here, with fresh industry data you...
The mortgage industry faces an ever-growing list of compliance...
Important Update 12/30/24: As of December 26, 2024, a federal court order...
Your Q2 2024 RM Select Snapshot is here, with fresh industry data you...
Perpetual futures, commonly known as "perps" in the crypto world, have...
In a landscape of shifting business models, regulatory complexities, and...
We are honored to partner with experts in the industry and proud to...
On June 5th, the United States Fifth Circuit Court of...
The Securities and Exchange Commission announced on May 16, 2024, the...
Your Q1 2024 RM Select Snapshot is here, with fresh industry data you...

















