Alternative Investment
A Guide to CFTC and NFA Regulation
Whitepapers by: Richey May, Oct 16, 2024
In the complex and highly regulated world of derivatives trading, staying informed about the latest regulatory requirements is crucial. Our latest white paper will help guide you by:
- Offering insights into the roles of the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA)
- Clarifying complex regulatory requirements
- Highlighting important exemptions and their qualifications
- Providing practical guidance on registration and compliance processes
Click below to download this valuable resource!